Proposed Mellon-Dreyfus Merger: Hearings Before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, Second Session, March 2 and 3, 1994, Volume 4U.S. Government Printing Office, 1994 - 972 pages |
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accounts action activities addition advisers affiliates agencies applicable appropriate approval assets associated authority bank's Board bonds broker-dealers capital certificates Chairman Citibank Commission Company compliance Comptroller concerning conduct confusion CONGRESS consumer Corporation customers Debentures December deposits DINGELL disclosures discuss Dreyfus employees enforcement engage examination Exchange Act FDIC federal banking Federal Reserve Board federal securities laws filed going holding institution insured interest investment adviser investment products investors involved issues letter limited Lincoln Savings loans LUDWIG matter Mellon Bank mutual funds national banks nondeposit investment offered Office operating operating subsidiary party person policies practices principal procedures proposed protection purchase questions received regarding registered regulations regulatory representatives requirements respect responsibility risk rules securities activities sell shares sold specific staff Statement Subcommittee subsidiary suitability third transaction trust violations
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Page 277 - To exercise by its board of directors, or duly authorized officers or agents, subject to law, all such incidental powers as shall be necessary to carry on the business of banking; by discounting and negotiating promissory notes, drafts, bills of exchange, and other evidences of debt...
Page 755 - In recommending to a customer the purchase, sale or exchange of any security, a member shall have reasonable grounds for believing that the recommendation is suitable for such customer upon the basis of the facts, if any, disclosed by such customer as to his other security holdings and as to his financial situation and needs.
Page 117 - These securities have not been approved or disapproved by the Securities and Exchange Commission nor has the Commission passed upon the accuracy or adequacy of this prospectus. Any representation to the contrary Is a criminal offense.
Page 25 - BEFORE THE SUBCOMMITTEE ON TELECOMMUNICATIONS AND FINANCE OF THE HOUSE COMMITTEE ON ENERGY AND COMMERCE...
Page 418 - The business of dealing in securities and stock by the association shall be limited to purchasing and selling such securities and stock without recourse, solely upon the order, and for the account of, customers...
Page 471 - SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the bank has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Page 670 - ... law, funds held by a national bank as fiduciary shall not be invested in stock or obligations of, or property acquired from, the bank or its directors, officers, or employees...
Page 309 - SEC and the rules of Fair Practice of the National Association of Securities Dealers...
Page 631 - Federal financial institutions regulatory agencies" means the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Office of the Comptroller of the Currency, the Office of Thrift Supervision, the National Credit Union Administration, the Resolution Trust Corporation, the Federal National Mortgage Association, and the Federal Home Loan Mortgage Corporation. "Federally related transaction...
Page 246 - The Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation...
Bibliographic information
| Title | Proposed Mellon-Dreyfus Merger: Hearings Before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, Second Session, March 2 and 3, 1994, Volume 4 Proposed Mellon-Dreyfus Merger: Hearings Before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, Second Session, March 2 and 3, 1994, United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations |
| Author | United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations |
| Edition | illustrated |
| Publisher | U.S. Government Printing Office, 1994 |
| Original from | the Library of Congress |
| Digitized | 4 Dec 2006 |
| ISBN | 0160444861, 9780160444869 |
| Length | 972 pages |
| Export Citation | BiBTeX EndNote RefMan |