 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 pages
...direct or indirect interest as shall be designated for exemption by the Secretary of the Treasury, securities which are direct obligations of or obligations guaranteed as to principal or interest by a State or any political subdivision thereof or any agency or instrumentality of a State or any political... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...1 will read a part of the bill: The term "exempted security" or "exempted securities" shall include securities which are direct obligations of or obligations...as to principal or interest by the United States. Were you asked to make any observations on whether or not in exempted securities you would allow States... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...are still, in our opinion, objectionable. PAGE 8, PARAGRAPH 13 This exempts only such securities as are direct obligations of or obligations guaranteed...or interest by the United States; such securities as are issued or guaranteed by corporations in which the United States has a direct or indirect interest... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1934 - 922 pages
...subdivision thereof, as follows : (13) The term "exempted security " or "exempted securities" shall include securities which are direct obligations of or obligations...guaranteed as to principal or interest by the United Stntes, such securities Issued or guaranteed ry corporations in which the United States has a direct... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 pages
...will read a part of the bill: The term "exempted security " or "exempted securities " shall include securities which are direct obligations of or obligations guaranteed as to principal orinterest by the United States. Were you asked to make any observations on whether or not in exempted... | |
 | United States. Congress. Senate. Agriculture and Forestry Committee - 1936 - 324 pages
...Mr. UHLMANN. Federal obligations; and I think this is the phraseology generally used [reading]: (b) Securities which are direct obligations of or obligations guaranteed as to principal or interest by a State or any political subdivision thereof or any agency or instrumentality of a State or any political... | |
 | United States. Securities and Exchange Commission - 1956 - 900 pages
...five-hundredths of 1 per centum of the aggregate dollar amount of the sales of securities (other than securities which are direct obligations of or obligations...guaranteed as to principal or interest by the United States or such securities issued or guaranteed by corporations in which the United States has a direct or... | |
 | United States. Securities and Exchange Commission - 1955 - 920 pages
...regular circulation; (E) any person whose advice, analyses, or reports relate to no securities other than securities which are direct obligations of or obligations...as to principal or Interest by the United States, or securities Issued or guaranteed by corporations In which the United States has a direct or Indirect... | |
 | United States. Securities and Exchange Commission - 1941 - 1124 pages
...circulation ; (E) any person whose advice, analyses, or reports relate to no securities other than securities which are direct obligations of or obligations...as to principal or interest by the United States, or securities Issued or guaranteed by corporations in which the United States has a direct or indirect... | |
 | United States - 1938 - 48 pages
...the Treasury as necessary or appropriate in the public interest or for the protection of investors ; securities which are direct obligations of or obligations guaranteed as to principal or interest by a State or any political subdivision thereof or any agency or instrumentality of a State or any political... | |
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States; such securities issued or guaranteed by corporations in which the United States has a direct or indirect interest... 
