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" broker" is a person lawfully engaged in the business of effecting transactions in securities for the account of others. "
Securities Activities of Commercial Banks, Hearings Before the ... - Page 216
1975 - 454 pages
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Meat Packer: Hearings Before the Committee on Agriculture, House of ...

United States. Congress. House. Committee on Agriculture - 1921 - 568 pages
...strike out bines 22, 23, and 34, and lines 1 and 2 on page 12, and insert in lieu thereof the following: "The term 'dealer' means any person engaged in the business of buying or selling in commerce live stock at a stockyard, either on his own account or as the employee or agent...
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Hearings Before the Committee on Agriculture, House of Representatives ...

United States. Congress. House. Committee on Agriculture - 1921 - 556 pages
...strike out lines 22, 23, and 34, and lines 1 and 2 on page 12, and insert in lieu thereof the following: "The term 'dealer' means any person engaged in the business of buying or selling in commerce live stock at a stockyard, either on his own account or as the employee or agent...
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Warehouse Act Amendments - Perishable Agricultural Commodities - Crop ...

United States. Congress. House. Committee on Agriculture - 1929 - 126 pages
...any perishable agricultural commodity for sale, on commission, or for or on behalf of another. (6) The term "dealer" means any person engaged in the business of buying or selling, other than at retail, any perishable agricultural commodity in interstate or foreign commerce:...
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Warehouse Act Amendments-- Perishable Agricultural Commodities-- Crop ...

United States. Congress. House. Committee on Agriculture - 1929 - 110 pages
...any perishable agricultural commodity for sale, on commission, or for or on behalf of another. (6) The term "dealer" means any person engaged in the business of buying or selling, other than at retail, any perishable agricultural commodity in interstate or foreign commerce...
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Circular, Issues 175-191

New Jersey. Dept. of Agriculture - 1930 - 714 pages
...receiving any perishable agricultural commodity for sale on commission on behalf of the grower thereof. The term "dealer" means any person engaged in the business of buying any perishable agricultural commodity from the grower thereof for the purpose of shipping or for sale,...
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Perishable Agricultural Commodities, Hearing Before ..., 71-2 on H.R. 5663 ...

United States. Congress. House. Committee on Agriculture - 1930 - 120 pages
...any perishable agricultural commodity for sale, on commission, or for or on behalf of another. (6) The term "dealer" means any person engaged in the business of buying or selling, other than at retail, any perishable agricultural commodity in interstate or foreign commerce...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 pages
...securities for his own account, but within the normal interpretation of that language he is not engaged in the business of buying and selling securities for his own account. Senator KEAN. Suppose that is the only business he has? Suppose he is a retired man? Mr. CORCORAN....
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...for any member of a national securities exchange to act as a dealer in securities. Under section 3, any person engaged in the business of buying and selling securities for his own account is a dealer. As the sole business done by the odd-lot dealer firms is to buy and sell securities for...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 pages
...for any member of a national securities exchange to act as a dealer in securities. Under section 3, any person engaged in the business of buying and selling securities for his own account is a dealer. As the sole business done by the odd-lot dealer firms is to buy and sell securities for...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...for any member of a national securities exchange to act as a dealer in securities. Under section 3, any person engaged in the business of buying and selling securities for liis own account is a dealer. As the sole business done by the odd-lot dealer firms is to buy and sell...
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