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" ... on which the issuer has total assets exceeding $1,000,000 and a class of equity security (other than an exempted security) held of record by... "
Securities Activities of Commercial Banks, Hearings Before the ... - Page 219
1975 - 454 pages
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American Federal Tax Reports

1974 - 1322 pages
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Securities Regulation, Volume 5

Louis Loss - 1961 - 872 pages
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Denver Law Center Journal, Volume 41

1964 - 436 pages
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 550 pages
...from the effective date of this subsection on which the issuer has total assets exceeding $1,000,000 and a class of equity security (other than an exempted security) held of record by 500 or more but less than 750 persons register such security by filing with the Commission a registration...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 pages
...of equity security (other than an exempted security) held of record by 500 or more but less than 750 persons register such security by filing with the Commission a registration statement (and such duplicate originals as the Commission may require) with respect to such security containing such information...
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Investor Protection: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce, United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1964 - 1624 pages
...after the effective date of this subsection on which the issuer has total assets exceeding $1,000,000 and a class of equity security other than an exempted security) held of record by seven hundred and fifty or more persons ; and "(B) within one hundred and twenty days after the last...
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Comptroller's Manual for National Banks: Laws, Regulations, Rulings

United States. Office of the Comptroller of the Currency - 1966 - 480 pages
...after the effective date of this subsection on which the issuer has total assets exceeding $1,000,000 and a class of equity security (other than an exempted security) held of record by seven hundred and fifty or more persons; and (B) within one hundred and twenty days after the last...
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Cases and Materials on Securities Law

Harold S. Bloomenthal - 1967 - 666 pages
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