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" ... on which the issuer has total assets exceeding $1,000,000 and a class of equity security (other than an exempted security) held of record by... "
Securities Activities of Commercial Banks, Hearings Before the ... - Page 219
1975 - 454 pages
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 550 pages
...from the effective date of this subsection on which the issuer has total assets exceeding $1,000,000 and a class of equity security (other than an exempted security) held of record by 500 or more but less than 750 persons register such security by filing with the Commission a registration...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 pages
...of equity security (other than an exempted security) held of record by 500 or more but less than 750 persons register such security by filing with the Commission a registration statement (and such duplicate originals as the Commission may require) with respect to such security containing such information...
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Investor Protection: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce, United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1964 - 1624 pages
...after the effective date of this subsection on which the issuer has total assets exceeding $1,000,000 and a class of equity security other than an exempted security) held of record by seven hundred and fifty or more persons ; and "(B) within one hundred and twenty days after the last...
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Comptroller's Manual for National Banks: Laws, Regulations, Rulings

United States. Office of the Comptroller of the Currency - 1966 - 480 pages
...after the effective date of this subsection on which the issuer has total assets exceeding $1,000,000 and a class of equity security (other than an exempted security) held of record by seven hundred and fifty or more persons; and (B) within one hundred and twenty days after the last...
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Role of Giant Corporations: Hearings, Ninety-first Congress, First Session ...

United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 1736 pages
...first fiscal year ended after July 1, 1904, on which the issuer has total assets exceeding $1,000,000 and a class of equity security (other than an exempted security) held of record by seven hundred and fifty or more persons; and (B) within one hundred and twenty days after the last...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1976 - 476 pages
...effective date of this sub78 STAT. 567. section on which the issuer has total assets exceeding $1,000,000 and a class of equity security (other than an exempted security) held of record by seven hundred and fifty or more persons ; and "(B) within one hundred and twenty days after the last...
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Hearings, Reports and Prints of the Senate Committee on Government Operations

United States. Congress. Senate. Committee on Government Operations - 1974 - 970 pages
...first fiscal year ended after July 1, 1964, on which the issuer has total assets exceeding $1,000,000 and a class of equity security (other than an exempted security) held of record by seven hundred and fifty or more persons ; and (B) within one hundred and twenty days after the last...
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Corporate Disclosure: Hearings Before the Subcommittee on Budgeting ...

United States. Congress. Senate. Government Operations Committee - 1974 - 1316 pages
...first fiscal year ended after July 1, 1964, on which the issuer has total assets exceeding $1,000,000 and a class of equity security (other than an exempted security) held of record by seven hundred and fifty or more persons; and (B) within one hundred and twenty days after the last...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 540 pages
...date of this sub92-60i O - 78 - 8 section on which the issuer has total assets exceeding $1,000,000 and a class of equity security (other than an exempted security) held of record by seven hundred and fifty or more persons ; and (B) within one hundred and twenty days after the last...
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1980 Budgets of the Federal Bank Regulatory Agencies: Hearing Before the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1980 - 1350 pages
...Department strongly recommends a CPA audit. 1 Insured State nonmember banks with total assets exceeding $1MM and a class of equity security (other than an exempted security) held of record by 500 or more persons. Arttansas X Colorado X Connecticut X Florida x Georgia (1) Hawaii x Illinois Indiana...
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