Matters Relating to T. Bertram Lance: Hearings Before the Committee on Governmental Affairs, United States Senate, Ninety-fifth Congress, First Session ....U.S. Government Printing Office, 1977 |
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Common terms and phrases
account at Calhoun active concert ADJUDGED AND DECREED approximately April assets Audit Committee BANK OF GEORGIA banking institution Board of Directors borrowers business associates C.B. David Calhoun directors Carr Cartersville checks drawn collateral Comptroller Consent and Undertakings correspondent account course of business December December 31 deposit described in paragraphs Directors of Calhoun Directors of NBG entry Equitable Relief Exchange Act EXCHANGE COMMISSION extension of credit February February 23 filed financial statements Fulton FURTHER ORDERED Jack Mullins January Judgment of Permanent LaBelle Lance Lance arranged Lancelot account liabilities loans at Calhoun loans from Calhoun Mitchell Mullins National Bank NBG and Calhoun NBG common stock NBG loaned NBG's Northwest Georgia Bank officers and directors overdrafts overdrawn payments period persons in active proceeds purchase regular account relatives reports repurchase agreements Ruth Chance SECURITIES AND EXCHANGE September September 17 September 22 shareholders shares of NBG statements of material Tom David transaction unsecured
Popular passages
Page 111 - It shall be unlawful for any person to make any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements made, in the light of the circumstances under which they are made, not misleading, or to engage in any fraudulent, deceptive, or manipulative acts or practices, in connection with any tender offer...
Page 86 - It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce...
Page 92 - ... (i) transactions are executed in accordance with management's general or specific authorization; (ii) transactions are recorded as necessary (I) to permit preparation of financial statements in conformity with generally accepted accounting principles or any other criteria applicable to such statements, and (II) to maintain accountability for assets...
Page 2 - ... made untrue statements of material facts and omitted to state material facts necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading...
Page 92 - ... (iii) access to assets is permitted only in accordance with management's general or specific authorization; and (iv) the recorded accountability for assets is compared with the existing assets at reasonable intervals and appropriate action is taken with respect to any differences.
Page 90 - Obtaining money or property by means of, or making, any untrue statement of material fact or omitting to state a material fact necessary to make the statements made. In light of the circumstances under which they were made, not misleading; B.
Page 92 - ... containing any statement which, at the time and in the light of the circumstances under which it is made, is false or misleading with respect to any material fact, or which omits to state any material fact necessary in order to make the statements therein not false or misleading or necessary to correct any statement in any earlier communication with respect to the solicitation of a proxy for the same meeting or subject matter which has become false or misleading.
Page 105 - A record of each extension of credit in an amount in excess of $5,000, except an extension of credit secured by an interest in real property, which record shall contain the name and address of the person to whom the extension of credit is made, the amount thereof, the nature or purpose thereof, and the date thereof ; (b) A record of each advice, request, or instruction received...
Page 90 - ... any untrue statement of a material fact or omits to state any material fact necessary in order to prevent the statements made therein from being materially misleading in the light of the circumstances...
Page 100 - Person means an individual or a company. (m)(l) Principal shareholder means a person (other than an insured bank) that directly or indirectly, or acting through or in concert with one or more persons, owns, controls, or has the power to vote more than 10 percent of any class of voting securities of a member bank or company.