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" ... the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 275
1975
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1970 - 166 pages
...subsidiary of the issuer) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any...(2) any trust or other estate in which such person lias a substantial beneficial interest or as to which such person serves as trustee or in a similar...
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Security and Exchange Commission Proxy Rules ... Hearings ... H.R. 1493, H.R ...

United States. Congress. House. Interstate and foreign commerce - 1943 - 310 pages
...organization (other than the issuer) of which such person is an officer or partner or directly or indirectly the beneficial owner of 10 percent or more of any...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person having the...
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Security and Exchange Commission Proxy Rules: Hearings Before the Committee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1944 - 310 pages
...organization (other than the issuer) of which such person is an officer or partner or directly or indirectly the beneficial owner of 10 percent or more of any...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person having the...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1993 - 394 pages
...organization (other than the bank or a majority owned subsidiary of the bank) of which said person is an officer or partner or is, directly or indirectly,...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) Any relative or spouse of such Person, or any relative...
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The Code of Federal Regulations of the United States of America

1993 - 680 pages
...corporation or organization (other than the bank or a subsidiary of the bank) of which such person is an officer or partner or is, directly or indirectly,...substantial beneficial interest or as to which such 12 CFR Ch. Ill (1-1-93 Edition) person serves as a trustee or in a similar fiduciary capacity, and...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1978 - 1266 pages
...organization (other than the bank or a majority-owned subsidiary of the bank) of which such person is an officer or partner or is, directly or indirectly,...has a substantial beneficial interest or as to which Footnotes continued on next page in any material transaction to which the bank was, or is to be, a...
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The Code of Federal Regulations of the United States of America

1988 - 806 pages
...such person is an officer or Securities and Exchange Commission partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity; and (3) Any relative or spouse of such person, or any relative...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1978 - 1252 pages
...subsidiary of the issuer) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative...
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The Code of Federal Regulations of the United States of America

1992 - 468 pages
...corporation venture or organization of which such person is a general partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any...such person has a substantial beneficial interest or for which such person serves as trustee or in a similar capacity; and (3) Any member of the immediate...
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The Code of Federal Regulations of the United States of America

1971 - 660 pages
...subsidiary of the Issuer) of which such person Is an officer or partner or Is, directly or indirectly, the beneficial owner of 10 percent or more of any...such person has a substantial beneficial interest Common shares ' John Jones James Smith Richard Roe All directors and officers as a group Granted—...
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