Financial Institutions: Cases, Materials, and Problems on Investment ManagementWest Publishing Company, 1978 - 844 pages |
Contents
PART I | 5 |
Selected Additional Readings | 10 |
FINANCIAL INSTITUTIONS AND CORPORATE CONTROL | 11 |
Copyright | |
69 other sections not shown
Common terms and phrases
Act Release activities affiliated amended antitrust application approval assets Bank Holding Company bank's beneficiaries BHC's branch banking broker broker-dealer brokerage capital Casebook cash CCH Fed.Sec.L.Rep clients commercial banks commission rates common stock competition Comptroller conflicts of interest Congress corporate costs Court decision deposits disclosure employee ERISA exemption Federal Reserve Board federal securities laws fiduciary duties financial institutions fund's Glass-Steagall Act income independent directors individual insurance companies investment adviser Investment Company Act investors issue liability loans McCarran-Ferguson Act ment merger money managers mutual fund NASD national banks pension plans person plaintiff portfolio prudent man rule purchase question regulation regulatory risk rules S.Ct section 406 Securities Act Securities Exchange Act sell separate account shareholders statute statutory stock market subsidiary supra tion trading Transfer Binder trust department trust instrument underwriter variable annuities vestment violation voting