 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 pages
...The CHAIRMAN. The language now is quite broad, it seems to me. It means any stock or similar security or any security convertible, with or without consideration, into such a security, and so forth. Mr. REDMOND. That is very broad, Mr. Chairman, in defining the term " equity security."... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...security: or any security convertible, with or without consideration, into such a security and uny warrant or right to subscribe to or purchase such a security; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate... | |
 | United States - 1938 - 48 pages
...of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible, with or without consideration,...purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider... | |
 | United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 pages
...title of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible with or without consideration,...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
 | United States - 1953 - 1692 pages
...of which is likewise limited. (11) The term "equity security" means any stock or similar security; r forms in which information required in any statement,...Commission shall be set forth, the items or details to be s right; or any other security which the Commission shall deem to be of similar nature and consider necessary... | |
 | United States - 1944 - 296 pages
...similar security; or any security convertible, with or without consideration. into 73274° — 48such a security, or carrying any warrant or right to subscribe...purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider... | |
 | 1987 - 530 pages
...revenue therefrom. (i) Equity security. The term "equity security" means any stock or similar security; or any security convertible, with or without consideration,...or purchase such a security; or any such warrant or right. (j) Fifty-percent-owned person. The term "50-percent-owned person," in relation to a specified... | |
 | 1998 - 784 pages
...partnership Interest, interest in a joint venture, or certificate of interest in a business trust; right; or any put, call, straddle, or other option or privilege of buying such a security from or selling... | |
 | 1979 - 1462 pages
..."equity security" is defined by section 3(a)(ll) of the Act to mean "any stock or similar security; °r any security convertible, with or without consideration,...or Purchase such a security; or any such warrant or right; or any other security which the Board shall deem to be of similar nature and consider necessary... | |
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equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any... 
