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" ... primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities... "
Proposed Mellon-Dreyfus Merger: Hearings Before the Subcommittee on ... - Page 427
by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations - 1994 - 972 pages
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Federal Reserve Bulletin

1916 - 850 pages
...the question of whether a person may, under the Clayton Antitrust Act and the Kern amendment thereto, serve at the same time as an officer, director, or employee of two nonmember banks or trust companies doing business in the city of Washington, DC, and organized...
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Digest of Rulings of the Federal Reserve Board (1914-1923, Inclusive): With ...

Board of Governors of the Federal Reserve System (U.S.) - 1924 - 444 pages
...amendment, approved May 15, 1916, does not permit the Federal Reserve Board to authorize a private banker to serve at the same time as an officer, director, or employee of two other banks, since the Kem amendment does not include private bankers. (By an act approved May...
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Digest of Rulings of the Federal Reserve Board (1914-1927, Inclusive): With ...

United States. Federal Reserve Board - 1928 - 808 pages
...amendment, approved May 15, 1916, does not permit the Federal Reserve Board to authorize a private banker to serve at the same time as an officer, director, or employee of two other banks, since tho Kern amendment does not include private bankers. (By an act approved May...
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Banking Act of 1935: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Monetary Policy, Banking, and Deposit Insurance - 1935 - 1038 pages
...distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities, shall serve at the same time as an officer, director, or employee of any member bank except in limited classes of cases in which the Federal Reserve Board may allow such...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 329

United States. Supreme Court - 1947 - 1006 pages
...retail, or through syndicate participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of a member bank.2 1 Section 30 also provides : "That such order and the findings of fact upon which it is based...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 329

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1947 - 1000 pages
...retail, or through syndicate participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of a member bank.2 1 Section 30 also provides: "That such order and the findings of fact upon which it is based...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 329

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1947 - 1026 pages
...retail, or through syndicate participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of a member bank.2 1 Section 30 also provides : "That such order and the findings of fact upon which it is based...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1971 - 600 pages
...retail, or through syndicate participation, of stocks, bonds, or other similar securities * * *" to serve at the same time as an officer, director, or employee of a member bank. (c) Manager has for several years served a number of different open-end or mutual funds, as well as...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1984 - 1238 pages
...retail, or through syndicate participation, of stocks, bonds, or other similar securities * * *" to serve at the same time as an officer, director, or employee of a member bank. (c) Manager has for several years served a number of different open-end or mutual funds, as well as...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1981 - 1486 pages
...distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities, shall serve [at] the same time as an officer, director, or employee of any member bank * * *". (c) For many years, the Board's position has been that an open-end investment...
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