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" FDIC; • are not deposits or other obligations of the institution and are not guaranteed by the institution; and, • are subject to investment risks, including possible loss of the principal invested. "
Securities Regulatory Equality: Hearing Before the Subcommittee on ... - Page 232
by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1994 - 285 pages
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The Code of Federal Regulations of the United States of America

2006 - 628 pages
...requirement which indicates that the policies, products, and annuities are not FDIC insured deposits, are not guaranteed by the bank and are subject to investment...including possible loss of the principal amount invested. (b) Activities other than equity investments — (1) Prohibited activities. An insured State bank may...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2002 - 608 pages
...requirement which indicates that the policies, products, and annuities are not FDIC insured deposits, are not guaranteed by the bank and are subject to investment...including possible loss of the principal amount invested. 1 Financial institution letters (FILs) are available in the FDIC Public Information Center, room 100,...
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Bank Sales of Mutual Funds: Hearing Before the Subcommittee on ..., Volume 4

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance - 1994 - 540 pages
...by federal banking regulators states that when uninsured investment products (including money market funds) are marketed to retail customers, there must...are not FDIC-insured or guaranteed by the bank and that they are "subject to investment risks, including possible loss of the principal amount invested."...
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Bank Sales of Mutual Funds: Hearing Before the Subcommittee on ..., Volume 4

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance - 1994 - 564 pages
...banking regulators states that when uninsured investment products (including money market funds) ire marketed to retail customers, there must be conspicuous...are not FDIC-insured or guaranteed by the bank and that they are "subject to investment risks, including possible loss of the principal amount invested."...
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Proposed Mellon-Dreyfus Merger: Hearings Before the Subcommittee ..., Volume 4

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations - 1994 - 1016 pages
...products are not insured by the FDIC; are not deposits or other obligations of the bank and are not guaranteed by the bank; and are subject to investment risks, including possible loss of the principal invested. Moreover, the guidelines state that any representation concerning insurance coverage should...
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Bank Sales of Mutual Funds: Hearing Before the Subcommittee on ..., Volume 4

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance - 1994 - 542 pages
...uninsured investment products (including money market funds) are marketed to retail customers, mere must be conspicuous disclosures that the products are not FDIC-insured or guaranteed by the bank and that they are "subject to investment risks, including possible loss of the principal amount invested."...
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Proposed Mellon-Dreyfus Merger: Hearings Before the Subcommittee ..., Volume 4

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations - 1994 - 990 pages
...FDIC: are not deposits or other obligations of the msmunon and are not guaranteed by the institution: and. are subject to investment risks, including possible loss of the principal invested. 2 Moreover, sales activities involving these investment products should be designed to minimize...
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Business Practices of FDIC-insured Institutions Selling Nondeposit ..., Volume 4

United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises - 1996 - 508 pages
...are not deposits or other obligations of the institution and are not guaranteed by the institution: and. are subject to investment risks,, including possible loss of the principal invested. Moreover, sales activities involving these investment products should be designed to minimize...
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Current and Future Bank Examination and Supervision Systems ..., Volume 4

United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Financial Institutions and Consumer Credit - 1997 - 296 pages
...are not deposits or other obligations of the institution and are not guaranteed by the institution; and • are subject to investment risks, including possible loss of the principal invested. The Inter agency Statement also states that banks should adopt policies and procedures for...
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Fund Governance: Legal Duties of Investment Company Directors

Robert A. Robertson - 2001 - 906 pages
...are not deposits or other obligations of the institution and are not guaranteed by the institution; and, • are subject to investment risks, including possible loss of the principal invested. Moreover, sales activities involving these investment products should be designed to minimize...
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