| United States. Securities and Exchange Commission - 1962 - 1022 pages
...to December 1957, reported various sales by registrant of its stock, and stated that such sales were exempt from the registration requirements of the Securities Act of 1933 ("Securities Act") as a private offering within the meaning of Section 4(1) thereof. The record shows that of a total... | |
| United States. Securities and Exchange Commission - 1960 - 996 pages
...decrease in the amount of its outstanding securities, that such reports falsely claimed an exemption, from the registration requirements of the Securities Act of 1933 ("Securities Act") for securities issued in exchange for various assets, and that Eureka failed to file a required current... | |
| United States. Securities and Exchange Commission - 502 pages
...broker-dealer, filed with us a notification and an offering circular for the purpose of obtaining an exemption from the registration requirements of the Securities Act of 1933 ("Securities Act") pursuant to Section 3(b) thereof and Regulation A thereunder (Rules 17 CFR 230.251 et seg. ) with respect... | |
| Chrysler Corporation Loan Guarantee Board (U.S.) - 1980 - 394 pages
...Federal income taxes, and the Act contains no exemption from state and " j* local taxes. The Notes are exempt from the registration requirements of the Securities Act of 1933. || , The Notes are offered when, as and if Issued and accepted by the Underwriters named herein, subject... | |
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