 No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail,...  The Life Insurance Industry: Hearings, Ninety-third Congress, First [-second ... - Page 858by United States. Congress. Senate. Committee on the Judiciary. Subcommittee on Antitrust and Monopoly - 1973 - 3011 pagesFull view - About this book
 | United States. Congress. Senate. Committee on Banking and Currency - 1932 - 576 pages
...section 2 (b) hereof with any corporation, association, business trust, or other similar organization engaged principally in the issue, flotation, underwriting,...public sale, or distribution at wholesale or retail, of stocks, bonds, debentures, notes, or other securities. For every violation of this section the member... | |
 | United States. Office of the Comptroller of the Currency - 1934 - 702 pages
...affiliated in any manner with any corporation, association, business trust, or other similar organization engaged principally in the issue, flotation, underwriting,...stocks, bonds, debentures, notes, or other securities. Violation of this section subjects the member bank to a penalty not exceeding $1,000 per day for each... | |
 | New York (State) - 1935 - 1282 pages
...associations pro- tion, business trust, or similar organization engaged principally in wwted. tjle jssue> flotation, underwriting, public sale, or distribution...stocks, bonds, debentures, notes or other securities. ยง 2. Section one hundred and ninety of such chapter is hereby I wo. amended by adding thereto a new... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1935 - 368 pages
...section 32 of the Banking Act of 1933, as amended, is amended to read as follows : primarily engaged in the issue, flotation, underwriting, public sale,...through syndicate participation, of stocks, bonds, or other similar securities, shall serve at the same time as an officer, director, or employee of any... | |
 | United States. Congress. House. Temporary National Economic Committee - 1939 - 1506 pages
...section 2 (b) hereof with any corporation, association, business trust, or other similar organization engaged principally in the issue, flotation, underwriting,...stocks, bonds, debentures, notes, or other securities. For every violation of this section the member bank involved shall be subject to a penalty not exceeding... | |
 | United States. Congress. House. Temporary National Economic Committee - 1939 - 1396 pages
...Section 2b hereof with any corporation, association, business trust, or any other similar organization engaged principally In the issue, flotation, underwriting,...participation of stocks, bonds, debentures, notes, or other securities.1 Do I understand that you take the position that the Bankers Trust as agent could do the... | |
 | United States - 1971 - 1248 pages
...unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged In the Issue, flotation, underwriting, public sale,...through syndicate participation, of stocks, bonds, or other similar securities, shall serve the same time as an officer, director, or employee of any... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1947 - 1002 pages
...32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting, public sale,...through syndicate participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1947 - 1000 pages
...32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting, public sale,...through syndicate participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1947 - 1026 pages
...32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting, public sale,...through syndicate participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of... | |
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