Federal Bank Holding Company LawLaw Journal Press, 1997 - 600 pages Covers several aspects of bank holding companies, from permissible activities through operations. This book addresses such significant subjects as the Federal Reserve Board's supervisory framework for complex banking organizations, including guidance concerning capital adequacy; enhanced enforcement authority of federal regulators, and more. |
Contents
4 Conversions of Exempt Institutions | 1-4 |
CHAPTER | 1-15 |
Overview Chapter 2 What Is A Bank Holding Company? | 1-25 |
06 | 2-1 |
CHAPTER 3 | 2-25 |
Acquisitions of Banks | 2-40 |
Acquisition of Banks | 3-1 |
3 Banks Owning Banks | 3-2 |
05 Electronic Home Banking Services 921 | 9-21 |
3 Home Shopping and Travel Planning 922 | 9-22 |
06 Internet Banking and Access Services 924 | 9-24 |
4 Internet Securities Transactions 926 | 9-26 |
07 Stored Value Cards 928 | 9-28 |
2 Closed Systems 928 | 9-29 |
08 Other Data Processing Services 931 | 9-31 |
2 Financial Information Services 932 | 9-32 |
of Resources 446 | 3-4 |
349 | 3-49 |
Nonbanking Activities | 41 |
5 Trust Activities 456 | 43 |
Information | 44 |
4 Section 32 | 4-32 |
09A Permissible Financial Activities under | 4-37 |
03 | 52 |
7 Agency Investment Services 456 1 | 57 |
9 Management Consulting 461 | 4-59 |
06 | 4-70 |
08 | 4-76 |
10 Tying Restrictions | 4-82 |
b Acquisition of Going Concern | 4-86 |
492 | 4-92 |
02A Financial Holding Company 28 1 | 4-93 |
g Regulation K Activities | 4-95 |
ווי | 4-102 |
CHAPTER 5 | 1 |
5 Notice to Primary Banking Supervisor | 5 |
5 | 5-9 |
05 | 5-16 |
5 Indirect Control 231 | 5-2 |
6 Notice to Department of Justice DOJ | 5-6 |
j Restrictions on Assets | 5-30 |
Brokerage Activities | 5-50 |
Supervision and Enforcement Chapter 6 Investment and Joint Venture Activities | 6-1 |
3 Acquisition of Five Percent | 6-3 |
Securities Activities | 6-5 |
CHAPTER 6 | 6-6 |
1 In General | 7-1 |
Application of Sections 23A | 7-8 |
710 | 7-10 |
04 | 7-18 |
Insurance Activities | 8-1 |
4 Trusts 210 | 8-2 |
313 | 8-4 |
1 Ventures Among BHCs 624 | 8-6 |
8 Nonvoting Equity Investments by Bank | 8-8 |
Data Processing and Electronic Banking Services | 9-1 |
6 Incidental Activities | 9-6 |
a MAC Network 915 | 9-15 |
7 Savings Associations 1616 | 9-16 |
b Southeast Switch 919 | 9-17 |
7 Merchant Data Services 933 | 9-33 |
9 Financial Institution Services 934 | 9-34 |
10 Nonfinancial Institution Services 936 | 9-36 |
12 Mobile Telephone Services 938 | 9-38 |
14 Electronic Benefit Transfer Services 939 | 9-39 |
15 Shareholder Services 940 | 9-40 |
17 Merchant Card Processing 941 | 9-41 |
18 Digital Signature Certification 942 1 | 9-42 |
19 Elecronic Stock Exchange 942 2 | 9-42 |
09 Computer Hardware 943 | 9-43 |
4 Computer Hardware Inventory 944 | 9-44 |
10 Nonfinancial Data Processing 945 | 9-45 |
Real Estate Activities | 10-1 |
104 | 10-4 |
05 | 10-7 |
04 | 10-11 |
05 | 10-22 |
Affiliate Transactions | 11-1 |
Antitrust Considerations | 12-1 |
CHAPTER 12 | 12-3 |
7 Hearings | 12-7 |
115 | 12-10 |
2 Financial Factors | 12-14 |
Policy Statement | 41 |
Investments 1246 6 | 42 |
06 | 12-46 |
CRA Considerations | 12-75 |
Foreign Activities of U S Bank Holding Companies | 14-1 |
11 Ex Parte Communications | 14-11 |
Reserved | 14-39 |
The Bank Regulatory Framework | 16-1 |
3 Managerial Resources | 16-3 |
b Bona Fide Subsidy Rule | 16-36 |
04 | 16-45 |
The History of Bank Holding Company Regulation | 17-1 |
2 Banking Act of 1933 174 | 17-4 |
3 ATM Networks 1247 | 17-12 |
7 Transamerica Proceedings 1714 | 17-14 |
Significant BHC Cases | 18-1 |
CHAPTER 18 | 18-2 |
1828 | 18-28 |
1 | |
Common terms and phrases
acquire acquisition affiliate amended antitrust application assets Bancorp Bancorporation bank holding company Bank Merger bank's banking organizations BHC Act Board approval Board Letter dated Board noted Board of Governors Board Order Bull Citicorp compa company's competition consolidated Corporation court customers data processing deposits engage equity exemption Fargo & Co FDIC Federal Reserve Act Federal Reserve Board financial holding company FleetBoston Financial foreign bank Glass-Steagall Act GLBA Gramm-Leach-Bliley Act grandfather rights infra insured depository institution interest investment company investor issued joint venture largest banking lending limited loan member bank ment national banks nonbanking activities operations pany permissible permitted prior prohibited proposed purchase real estate Regulation Regulation Y regulatory related to banking restrictions risk Section 23A shareholders subsidiary banks supervisory thrift tier 1 capital tion transaction trust U.S. banking underwriting voting shares